Strength in numbers

December 2011

  • Welcome Jeff Smith!

    Jeff is a Financial Advisor and Chartered Retirement Planning Counselor new to our team. Jeff worked at Bank of America Investment Services / Merrill Lynch as a Financial Advisor for 17 years. For 7 of those years, he was the Assistant Branch Manager. Jeff also has a background in Engineering. He worked for Martin Marietta for 13 years as an engineer who designed Towed Array Sonar Systems.

    Jeff and his wife Patty live in Ellicott City. They have a daughter, Meghan, and a son, Eric. Jeff enjoys coaching his son’s travel baseball team in his spare time. We are excited Jeff chose to join our team!

  • Warm wishes to all our friends and clients during this holiday season
    December 21st – Happy Hanukkah
    December 25th – Merry Christmas
    December 31st – Happy New Year’s Eve

  • This month Rick is traveling to Colorado for the annual Advanced Planners Study Group meeting. Rick will be working closely with other advisors and industry professionals as they share ideas and attend educational sessions.

  • Amanda Piper was recently featured in a Raymond James article outlining the firm’s social media efforts. View a copy of the article here.

November 2011

  • As the holidays are quickly approaching, here is a reminder when the New York Stock Exchange and our offices will be closed:
    Thursday, November 24th – Thanksgiving
    Friday, November 25th – Wagener-Lee office closed
    Monday, December 26th – Christmas Monday

  • Amanda Piper was selected to become a charter member of the IIMC Portfolio Management Group. Read the press release for more information.

  • The end of the year is approaching quickly. Review our Year-End Checklist to help prepare for 2012.

  • Did you know Social Security announced a 3.6% benefit increase for 2012 cost of living adjustment? Read our white paper for more information.

October 2011

  • Rick Wagener just returned from the 2011 Advocacy Summit on Capitol Hill. Rick spent the day lobbying on behalf of the Financial Services Institute. He had the honor of meeting with Senator Barbara Mikulski, Senator Benjamin Cardin, Congressman C.A. Dutch Ruppersberger, Congressman John Sarbanes, Congressman Andrew Harris and Congressman Roscoe Bartlett.

  • Congratulations to Rick Wagener who qualified for membership on the 2012 RJFS Chariman’s Council. Chairman’s Council honors are presented only to those financial advisors who have demonstrated an unparalleled commitment to personal service and professional integrity. Members of the Chairman’s Council represent the top echelon of the firm’s financial advisors, which is a privilege limited to a select few.*

  • Congratulations to Steve Lee who is a member of the 2012 RJFS Executive Council. Executive Council honors are presented only to those financial advisors who demonstrate an extraordinary level of commitment to clients through personal service and professional integrity.*

  • Congratulations to Alan Ray who earned the Raymond James Rising Star designation for 2012. Alan has been recognized with Rising Stars membership for his client commitment and dedication to service and integrity.*

  • Are you considering converting your Traditional IRA to a Roth IRA in 2011? Read our special article to learn more.

*Membership is based mainly on assets under management, education, credentials and fiscal year production. Re-qualification is required annually.

September 2011

  • School is back in session. Learn more about Education Tax Credits and Deductions in our special article

  • Check out our new Wagener-Lee Facebook page and be sure to "Like" us!

  • Rick Wagener, member of the FSI Financial Advisor Council, is looking forward to attending the 2011 Advocacy Summit in October in Washington, DC.

August 2011

  • Congratulations to Rick Wagener who was named to Registered Rep.'s list of America's Top 100 Independent Broker/Dealer Advisors for 2011*. This is Rick's 4th consecutive year making the list. View the press release here.

  • Wagener-Lee participates in internships for High School students throughout the year. Special thanks to Justin Rosenstein and SJ Lee for their contributions this summer!

* Registered Rep.'s "America's Top 100 Independent B/D Advisors" list was compiled by Meridian-IQ, in which Penton Media is an investor. Only financial advisors for whom at least 60 percent of client assets are retail were included on the list, and these advisors were ranked strictly by assets under management.

July 2011

  • Congratulations to Amanda Piper who passed the CFA Level 1 exam in June 2011 on her first attempt. She is a 2012 Level II Candidate in the CFA Program.

    The Chartered Financial Analyst (CFA) designation is a globally recognized mark of distinction to measure serious investment professionals. It is the gold standard of investment credentials worldwide. The CFA Program reflects a broad Candidate Body of Knowledge™ focusing on current investment knowledge, analytical skill, and ethical standards. The CFA program is the most widely known and respected investment credential in the world with more than 90,000 charterholders in 130 countries.

    Candidates must pass eighteen hours of rigorous examination and make an annual commitment to uphold and abide by a professional code of conduct in order to earn the CFA charter. https://www.cfainstitute.org/

  • Wagener-Lee raised over $10,000 for the Cystic Fibrosis Foundation through the Great Strides event this year! Thank you everyone for donating! For more information visit Team Leader Steve's Great Strides webpage: http://www.cff.org/great_strides/StephenLee