Strength in numbers

November 2014

  • Welcome, Neil. John “Neil” Caswell joined our team as Wagener-Lee’s Investment Research Analyst. Neil also serves as a Raymond James Financial Advisor. Neil’s bio is posted here!

October 2014

  • Welcome Neil. John "Neil" Caswell joined our team as Wagener-Lee's Investment Research Analyst. Neil also serves as a Raymond James Financial Advisor. Neil's bio is coming soon.

September 2014

  • Congratulations to Amanda who will be honored as one of Maryland's Finest for her exemplary leadership and active participation in the community. Learn more on Amanda's Finest Page.
  • Links are being provided for informational purposes only. Raymond James is not affiliated with and does not endorse, authorize or sponsor any of the listed websites or their respective sponsors. Raymond James is not responsible for the content of any website or the collection or use of information regarding any website’s users and/or members.

August 2014

  • Congratulations to Amanda who passed the CFA Level 2 exam!
  • Our next Women Wine and Investment meeting will be held August 20th at the Winery at Olney. Contact Amanda if you'd like to join us for an evening of wine tasting and wine making!

JULY 2014

  • Each year the Wagener-Lee team participates and sponsors the Great Strides walk supporting the Cystic Fibrosis Foundation.
  • Join us for a walk around Centennial Park on July 20th. Following the walk is a celebration with great food, drinks and a concert by Nightlife Band.
    View Our Team Great Strides page for more information.

JUNE 2014

  • Welcome to our summer interns, Ryan and Sam.
  • Ryan Evans is senior at Towson University studying International Business. Ryan is interning with our team this summer focusing on investment research.
  • Sam Ehrlich is a senior at River Hill High School. Sam is interning with our team this summer learning the business and focusing on annuities.

May 2014

  • Welcome Rebecca Lowery!

    Rebecca joined our team as a Client Service Associate. Rebecca lives in Eldersburg with her husband and two sons. She enjoys ballet and ballroom dance and is interested in holistic nutrition and organic gardening.

April 2014

  • Congratulations to Rick Wagener who was named to the Financial Times FT 400 list. The list of the top 400 financial advisors among national, regional and independent broker-dealers was published March 25, 2014. See the press release and Top 400 Financial Advisors full report for more information.

The Financial Times award is based on qualifications of 10+ years of experience and $200 million or more in assets under management. The FT then graded advisors on six broad factors and calculated a numeric score for each advisor. Areas of consideration include advisor AUM, asset growth, years of experience, industry certification, FINRA compliance record, and online accessibility.

March 2014

  • Rick and Amanda attended a two-day educational program covering essential portfolio management topics including updates on the market, ETF research and analysis, updates on new tax laws impacting high net worth investors and portfolio rebalancing.

    These advisors are members of the Institute of Investment Management Consulting’s Portfolio Management Group, PMG. This program is offered to these select advisors who have demonstrated expertise in developing and delivering investment portfolios to meet client needs.

FEBRUARY 2014

  • Washington's Birthday was first declared a federal holiday by an 1879 act of Congress. The Monday Holiday Law, enacted in 1968, shifted the date of the commemoration of Washington's Birthday from February 22 to the third Monday in February, but neither that law nor any subsequent law changed the name of the holiday from Washington's Birthday to President's Day. Although the third Monday in February has become popularly known as President's Day, the NYSE's designation of Washington's Birthday as an Exchange holiday follows the form of the federal holiday.

JANUARY 2014

  • Happy New Year!
  • Read Rick’s Investment Commentary for the 4th Quarter 2013 here.
  • There is still time to make a 2013 contribution to your IRA. You have until April 15th (the filing deadline for Tax Year 2013). Call the office to discuss your individual situation.